Max Barber

Solicitor
Max Barber

Max Barber is a Solicitor with Franks Ogilvie. He joined the firm in early 2023 and was admitted as a barrister and solicitor in March 2023.

Max joined the firm from BNZ where he spent seven years working across client relations and personal banking. He gained his Bachelor of Laws from Victoria University of Wellington.

Max
in the news
July 22, 2024
Background

The Covid-19 Recovery (Fast-track Consenting) Act 2020 (“FTCA”) was enacted to facilitate economic and social recovery from the impacts of Covid-19. It allowed referred and listed projects to be consented by an expert panel rather than requiring them to go through ordinary resource consenting procedures.

Hiringa Energy Ltd and Balance Agri-Nutrients Ltd (“Respondents”) sought to establish a renewable wind energy facility with infrastructure for the production of hydrogen as an alternative transport fuel. They sought consent for the project under the FTCA and the Minister referred the project to an expert panel for consent (“Panel”).  

The project required a number of wind turbines to be installed on site. Evidence showed the turbines obstructed the view of Taranaki Maunga (mountain) from the rohe (governance area) of various hapū in the area. The Panel accepted that obstruction of the view of the maunga could have adverse cultural impacts on the hapū.

The Respondents engaged with the hapū prior to the consent hearing. No consistent view was expressed. Some hapū tentatively supported the project while others were opposed. The existence of the turbines was the major sticking point.

As a result, the Respondents agreed to take various actions (including limiting the number of turbines to four and decommissioning them after a maximum of 35 years) to mitigate the damage to the taonga. The Panel granted the consents and included these agreements as consent conditions.

Several hapū and the designated post-Treaty settlement governance entity in the area (“Hapū Appellants”) and Greenpeace appealed the consent decision to the High Court. The High Court dismissed the appeal, and the Hapū Appellants and Greenpeace appealed to the Court of Appeal.

This case brief describes Hapū Appellants’ appeal.

The case

Under the FTCA, panel decisions were appealable on questions of law only. Accordingly, the court noted it was not concerned with whether the Panel decision was right or wrong - their enquiry was confined to whether the Panel had correctly understood and applied the relevant law.

The Hapū Appellants argued the Panel had made an error of law as their decision was inconsistent with the principles of the Treaty of Waitangi.

Treaty clauses

‘Treaty clauses’ are a term used colloquially to describe statutory provisions that require (usually) public decision-makers to engage in some way with the principles of the Treaty of Waitangi. These clauses are the primary means by which the Treaty has binding effect in New Zealand law; the Treaty itself not being directly enforceable in the courts. The courts have created the Treaty principles on a case by case basis, beginning with the landmark Lands decision in 1987.

The FTCA Treaty clause required decision-makers under the FTCA to “act consistently” with the Treaty principles. This was a bottom line requirement – a decision that was inconsistent with the Treaty principles would be unlawful regardless of the extent to which it promoted the purposes of the Act.

What Treaty principles applied

The Hapū Appellants argued that the “active protection” Treaty principle applied. As the parties agreed that the turbines could cause spiritual harm, the Hapū Appellants argued that active protection required the Panel to decline the consent or require an alternative site for the turbines where they did not obstruct the view.

The court rejected this argument. Relevant case law and Waitangi Tribunal decisions had established that the overarching Treaty principle was ’partnership’. The Crown and Māori were obliged to act in good faith and reasonably in their dealings, a requirement which implied an element of give and take.

The active protection principle was an element of partnership – the courts and Waitangi Tribunal had noted that in some cases, the Crown must take an active role in protecting Māori interests in order to satisfy the principle of partnership. An example was the decision of the Broadcasting Assets case in the Privy Council, which found that the partnership principle required the Crown to take an active role in preserving Te Reo.

As an element of partnership, the active protection principle was necessarily fluid. The court emphasised that the principle had never given Māori veto rights over Crown decisions that would harm their interests.

Was the Panel’s decision inconsistent with the Treaty principles?

The court held that the Panel’s decision was consistent with the partnership and active protection principles.

The Crown’s interest strongly favoured allowing the project to proceed, as there was no dispute from the Hapū Appellants that it was inconsistent with the purpose of the Act. This interest had to be balanced against the interest of the Hapū Appellants in preserving their relationship with the maunga.

The court held that the Hapū Appellants’ interest had been sufficiently protected. They noted the hapū most affected had been supportive of the project, there had been ample engagement with all effected hapū, and the engagement had resulted in a number of consent conditions that protected the taonga relationship with the maunga.

As a result, the consent decision was consistent with the Treaty principles and there was no error of law.  

Result

The appeal was dismissed on all grounds. The decision has not been appealed to the Supreme Court, meaning the Respondents’ project is free to proceed on the conditions agreed by the Panel.

The court declined to award costs against the Hapū Appellants on the ground that they had brought the appeal in the public interest.

This case is an important reminder that the Treaty of Waitangi is not directly enforceable in New Zealand law. Even where an Act gives strong status to the Treaty principles, the courts will balance the interests of the Māori parties against the public interest underlying development. The Treaty does not give Māori veto rights over public projects that affect their physical, economic, or spiritual interests.

For further information on this case or similar issues, please contact Director, Brigitte Morten

July 25, 2024

Summary

The Court of Appeal declined to make a declaration excluding the Jehovah’s Witnesses faith from the Royal Commission into abuse in state and faith-based care.

Background

Royal Commissions are investigatory bodies established by the Governor-General (on the advice of Cabinet) under the residual royal prerogative power. This power is supplemented by the Inquiries Act 2013, which enables royal commissions to (among other things) compel parties to produce documents and give testimony under oath.

In 2018, the government established a Royal Commission whose terms of reference (“ToR”) required it to investigate historical abuse in state care and (following an amendment late in the year) abuse “in the care of faith-based institutions”.

The Christian Congregation of Jehovah’s Witnesses (Australasia) Ltd (“CCJWA”)are a corporate entity representing the Jehovah’s Witnesses faith (“Faith”) in Australia and New Zealand.

The Commission required CCJWA to produce documents as part of its investigation. CCJWA provided the documents but disputed that the Jehovah’s Witnesses were within the scope of the inquiry. They asserted that because the institution had no formal arrangements for care of children, it was impossible for “care” to have been provided in the relevant sense.  

The Commission disagreed in a formal minute, they identified certain practices of the Faith that could support a finding that the Faith had assumed responsibility for the care of children.

In March 2023, CCJWA filed judicial review proceedings against the Commission, arguing that the Commission had exceeded the scope of the ToR in investigating the Faith.

In response to the proceedings, the Governor-General (on the advice of Cabinet) amended the ToR (“Amendment Order”). The effect of the amendment was to validate the Commission’s interpretation of the ToR.

Shortly afterward, CCJWA then amended claim, arguing that the Amendment Order had been made unlawfully.

CCJWA was unsuccessful in the High Court and appealed to the Court of Appeal. They sought a declaration that the Faith did not provide “care” in the relevant sense and were therefore excluded from the inquiry.

The case

The Court of Appeal was tasked with determining two issues. First, whether the Commission had erred by investigating the Faith prior to the Amendment Order, and second whether the Amendment Order was unlawful.  

Pre-Amendment Order ToR

The first issue turned on the meaning of “in the care of a faith-based institution” as it existed in the ToR prior to the Amendment Order.

CCJWA argued that the High Court was wrong to uphold the Commission’s interpretation of its ToR, asserting that the court had wrongly granted deference to the Commission to determine the scope of its own jurisdiction.

The Court of Appeal accepted that the High Court should not have deferred to the Commission’s assessment of its own powers. The court emphasised that like all other public bodies, the Royal Commission’s powers were delineated by the ToR, which was secondary legislation. The meaning of the ToR, like any other task of statutory interpretation, was always a question of law for the courts to determine. Allowing public bodies to determine their own jurisdiction was inconsistent with the rule of law.    

However, notwithstanding this criticism, the court held that the High Court had reached the correct outcome. The meaning of “care” in the ToR, the court held, did not allow the Commission (or the courts) to draw a bright line between faith-based institutions providing care and those that did not. Whether care was provided in a particular instance was to be determined case by case.

The Commission had material (as set out in one of its minutes) that could have supported the conclusion that the Faith had provided care. The Commission was entitled to pursue this evidence, even if it had turned out after the fact that the matter enquired on was out of scope. Accordingly, the court found that the Commission had not misinterpreted its ToR by investigating the Faith.  

The Amendment Order

CCJWA also argued that the Amendment Order was unlawful as it breached section 27 of the New Zealand Bill of Rights Act and was made for an improper purpose.

The court held that there was no breach of section 27, which protects the rights to bring judicial review proceedings and other proceedings against the Crown. The Amendment Order had not stopped CCJWA from bringing the proceedings – it had only impacted the relief available by correcting a potential legal error. To recognise a breach in this case would have been to recognise that judicial review applicants were entitled to have the law frozen in place from the time they filed their claim until it was heard.

The improper purpose argument also failed. The court held that the purpose of the Amendment Order was to mitigate uncertainty and delays for the Commission in producing its report, and not (as CCJWA argued) to favour the Crown in ongoing litigation. This was held to be a proper use of the power to amend the ToR.

Result

CCJWA’s appeal was dismissed. Subject to a potential further appeal for the Supreme Court, the Royal Commission will be free to release its report on its inquiry into abuse in state care.

The judgment also provides a powerful re-emphasis of the fundamental principle that all public bodies are required to act within the scope of their powers as delegated from Parliament and the royal prerogative.

Update

Following the appeal judgment, CCJWA applied to the Supreme Court for leave to appeal. They also sought interim orders prohibiting publication of parts of the Commission’s report dealing with the Faith until the appeal was heard. The Court of Appeal declined the application for interim relief because CCJWA’s case on appeal was weak, the report was of significant public interest, the orders sought infringed the rights of third parties, and would interfere with Parliamentary privilege (as the report was due to be tabled in Parliament on the same day as the judgment).

The Royal Commission  published its report on abuse in state and faith-based care on 24 July 2024. The Commission found that the Faith had taken inadequate steps to prevent and respond to abuse in care in the inquiry period, and was critical of its insistence that no children or young people were ever in its care.  

For further information on this case or similar issues, please contact Brigitte Morten, Director.

June 27, 2024

Summary

A non-profit organisation successfully applied for a declaration that a non-statutory process that allowed pokie machine operators to relocate was unlawful under the Gambling Act 2003.  

Background

The Gambling Act 2003 (“Act”) was enacted as a response to the social harm caused by electronic gambling machines known commonly as ‘pokies’. The Act established stringent requirements relating to these ‘Class 4 gambling machines’. Among other things, businesses offering pokies are required to have both an operator licence and a venue licence.

Venue licences are automatically subject to a condition limiting the number of pokies within the venue. However, this requirement does not apply to venue licences issued before a date specified in the Act. These licences continued on the same terms as applied prior to the commencement of the Act (an arrangement known colloquially as ‘grandfathering’).

Originally, the Act did not expressly provide for relocation of venue licences. The apparent position was that for a venue to move even slightly (for example, to a neighbouring property) required a new venue licence application. When that occurred, the new licence would not have the benefit of the grandfathering provisions, inevitably meaning that fewer pokies were allowed at the relocated venue.

This position changed following ILT Foundation v Secretary for Internal Affairs [2013], a High Court decision concerning the venue licence for the Waikiwi Tavern (“Waikiwi Decision”). The owner sought to move their premises 200 metres to a neighbouring section,and a declaration that this could be lawfully achieved via a change to the conditions of their venue licence. The court granted the declaration, holding that minor relocations were not changes in “venue” under the Act and could therefore be completed via amendments to venue licence conditions.  

Following the decision, many similar relocation applications were made to the Department of Internal Affairs (“DIA”), the responsible regulator. These became known as ‘Waikiwi Relocations’.

At around the same time, Parliament amended the Act. One of the amendments allowed local councils to have the final say over venue relocations under new venue relocation policies. The amendments were made in apparent ignorance of the Waikiwi Decision.

DIA continued to process Waikiwi Relocations notwithstanding the amendments until 2018, where they revised their approach and held that the relocations were no longer permitted. This attempt to change course was successfully appealed to the Gambling Commission, which treated the Waikiwi Decision as settled law.

In 2023, Feed Families Not Pokies (“Applicant”) (a charitable organisation seeking to mitigate the social harm caused by pokies) sought to have the law clarified. They applied to the High Court for declarations that Waikiwi relocations had been unlawful since the 2013 amendments. The application was supported by DIA but opposed by the Gaming Machine Association.  

 The case

Waikiwi relocations

The parties accepted that the Waikiwi Decision had been correct at the time when the Act was silent as to venue relocations. The contentious issue in this case was whether the 2013 amendments had changed that interpretation and ousted Waikiwi relocations by implication.

The Applicant argued that Parliament, in enacting the 2013 amendments, had intended that local authorities have exclusive oversight of venue relocations within their district. The Gaming Machine Association argued the basis of the Waikiwi Decision was that minor relocations involved no change of “venue”. Accordingly, they concerned different subject-matter than was covered by local authority relocation policies, and the two processes could therefore co-exist.

The court found for the Applicant. The points made in the Waikiwi Decision about whether changes in location amounted to changes of venue were specific to the legislative context, which did not provide for venue relocations. The same reasoning did not automatically apply when that context changed.  

The court held that three factors supported the contention that the 2013 amendments had rendered Waikiwi relocations unlawful:

  • Parliament had stipulated that venue relocation policies could deal with situations “where the venue is intended to replace an existing venue”. This directly covered the fact situation discussed in the Waikiwi Decision
  • The extent to which grandfathering arrangements applicable to old venue licences transferred to new ones was a matter expressly left to the determination of local authorities; and
  • Waikiwi relocations (which were under the control of DIA) were discordant with the purpose of the Act, namely the requirement to facilitate community involvement in decisions about the provision of gambling.

Result

The court made a declaration that Waikiwi relocations had ceased to be lawful following the 2013 amendments. However, to avoid unfairness to parties who had successfully relied on the law as it had been understood before the case, the court held that the declaration would not retrospectively invalidate any existing venue licence.

Whether an individual licence had been modified unlawfully was a question that could be determined in separate judicial review proceedings. A court in such a case would have regard to the good faith reliance of prior applicants in determining whether it was appropriate to grant relief.

The result means that Class 4 venues seeking to relocate, even to a minimal extent, will now require territorial authority consent to do so, in accordance with the prevailing venue relocation policy in their district. If there is no policy in force, it is likely that a business seeking to relocate will need to apply for a new venue licence (and will not retain the benefits of any grandfathered licence).

Businesses that have relied on Waikiwi relocations in the past are not likely to sleep easily. While the court held that the declaration did not invalidate prior relocations, the licence amendments that allowed those relocations could be independently challenged.The court here hinted that the prejudice to those businesses (who had reasonably relied on what was at the time assumed to be good law) might point against invalidating those decisions. However, this decision ultimately remains at the discretion of a future reviewing court.

For further information on this case or similar issues, please contact Brigitte Morten, Director

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